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Leaving nothing to chance when it comes to compliance

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FCA regulated business

The FCA & you

Compliance with the Financial Conduct Authority (FCA) is not an option: it is essential, with strict penalties for those who don’t rigorously adhere to the many and complicated regulations.

It is up to you to ensure that every aspect of your business is compliant. And this is where we can help.

The FCA is an independent non-governmental body that regulates the financial services industry in the UK. 

Our years of experience working in the financial services sector means we have in depth knowledge to provide the support and guidance you need to comply with the financial administration required by the FCA.

Whether you are new to FCA regulation or have been trading for years within this environment, you can rely on us.

Our services include:

Compliance

  • Helping you register with the FCA
  • Advising on FCA compliance
  • Assisting with the FCA bi-annual returns (GABRIEL)
  • Preparing Financial accounts
  • Statutory Audit
  • Client Money and Assets assurance report
  • Tax compliance

Additional

  • Advice and assistance with your accounting procedures and controls to ensure your business is compliant with the regulations
  • Tax mitigation for the firm and individuals
  • Mergers, acquisitions and partnership changes
  • Remuneration planning
  • Business plans (including financial forecasts)